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Avtometriya

2017 year, number 1

15881.
OPTIMAL OUTPUT-UNIFORM CODING FOR A UNION OF DIFFERENT SETS OF SOURCES

V. K. Trofimov1,2, T. V. Khramova1
1Siberian State University of Telecommunications and Informatics, ul. Kirova 86, Novosibirsk 630102
2Ershov Institute of Informatics Systems, Siberian Branch, Russian Academy of Sciences, pr. Lavrent'eva 6, Novosibirsk 630090
Keywords: кодирование, избыточность, энтропия, хранение и обработка информации, источник сообщений, encoding, redundancy, entropy, information storage and processing, message source
Subsection: ANALYSIS AND SYNTHESIS OF SIGNALS AND IMAGES

Abstract >>
A method of optimal output-uniform coding for a set of sources consisting of a union of a countable number of source sets is proposed. It is shown that the coding for a union of finite-memory Markov sources is asymptotically optimal. It is established that the proposed coding is weakly universal for a set of stationary sources.



15882.
EFFECT OF FOUR-WAVE MIXING INTERFERENCE ON SPECTRALLY SEPARATED CHANNELS IN PASSIVE OPTICAL ACCESS NETWORKS

V. A. Vardanyan
Siberian State University of Telecommunications and Informatics, ul. Kirova 86, Novosibirsk 630102
Keywords: пассивные оптические сети (WDM-PON), плотное спектральное уплотнение (DWDM), четырёхволновое смешение (FWM), wavelength-division-multiplexed passive optical network, dense wavelength-division multiplexing, four-wave mixing
Subsection: ANALYSIS AND SYNTHESIS OF SIGNALS AND IMAGES

Abstract >>
The phenomenon of four-wave mixing that occurs in passive optical networks with wavelength-division multiplexing of channels has been studied.пResults of modeling the distribution of combination frequencies over the spectrum depending on the number and frequency interval between the channels are given. To suppress crosstalk between the channels at combination frequencies, it is proposed to divide the range into two bands and select a guard interval between them. The effect of combination frequencies on the signal transmission quality is considered as a function of the power level in the channels, frequency interval, and transmission length.



15883.
SPECTRAL PROPERTIES OF A CASCADE REFLECTIVE HOLOGRAPHIC GRATINGS SEPARATED BY A HOMOGENEOUS LAYER

E. F. Pen1,2, M. Yu. Rodionov1, P. A. Chubakov1
1Institute of Automation and Electrometry, Siberian Branch, Russian Academy of Sciences, 630090, Novosibirsk, pr. Akademika Koptyuga 1
2Novosibirsk State Technical University, 630073, Novosibirsk, pr. K. Marksa, 20
Keywords: спектральные интерференционные приборы, многослойные голографические структуры, spectral interference devices, multi-layer holographic structures

Abstract >>
This paper presents the results of experimental studies of the spectral properties of layered structures consisting of two volume reflective holographic gratings separated by an optically homogeneous layer. When such structures are exposed to polychromatic light, the interference interaction of the waves formed by these gratings leads to the formation of a plurality of narrow spectral passbands. The period of arrangement of the passbands is determined by the optical thickness of the intermediate layer, and their envelope coincides with the spectral selectivity contour of one grating. The existence of this type of spectra with local passbands arranged at a periodicity 2-8 Å (in different experiments) has been experimentally confirmed. A high-resolution Ramanor U1000 spectrometer and an optical Fabry-Perot interferometer were used. It is found that the irregularities in the internal structure of the holographic gratings due to the imperfection of the recording medium substantially distort the spectral characteristics of the studied structures in comparison with their simple theoretical models: the spectrum is asymmetric and the local bandwidth is significantly less than the estimated value. Similarity between experimental data and simulation results is achieved by selecting the parameters of said irregularities.



15884.
SPATIAL-ENERGY CHARACTERISTICS OF THE FOCAL REGIONS OF BIFOCAL DIFFRACTIVE-REFRACTIVE INTRAOCULAR LENSES

G. A. Lenkova
Institute of Automation and Electrometry, Siberian Branch, Russian Academy of Sciences, pr. Akademika Koptyuga 1, Novosibirsk 630090
Keywords: дифракционно-рефракционный хрусталик глаза, интраокулярная линза, дифракционная эффективность, компьютерное моделирование, diffractive-refractive lens, intraocular lens, diffraction efficiency, computer simulation

Abstract >>
This paper presents the results of a computer simulation of the process of measuring the parameters of MIOL-Akkord type bifocal refractive-diffractive lenses in which the central area of the diffraction element is reduced and compensation of spherical aberrations of the eye is provided. The spatial-energy characteristics of an ideal diffractive lens is preliminarily calculated using existing formulas. The simulation of the process of controlling intraocular lens parameters showed that the intensity distribution along the optical axis does not characterize the diffraction efficiency, which is the total (integrated) intensity in the beam cross section at the focus.пIt is found that due to the coupling of diffraction orders, it is difficult to measure the absolute diffraction efficiency and it is better to evaluate only the relative efficiency.



15885.
SPECTRAL-LUMINESCENT PROPERTIES OF GRADIENT ACTIVATED LiNbO3 CRYSTALS WITH THE CONCENTRATION PROFILE OF Yb3+ AND Er3+ IONS

E. V. Stroganova, V. V. Galutskii, N. N. Nalbantov, A. S. Kozin
Kuban State University, ul. Stavropolskaya 149, Krasnodar 350040
Keywords: градиентно активированные кристаллы, концентрационные профили оптических центров, спектрально-люминесцентные свойства, gradient activated crystals, concentration profiles of optical centers, spectral-luminescent properties

Abstract >>
The luminescent properties of gradient activated crystals of lithium niobate with the concentration profiles of the optical centers of ytterbium and erbium ions are studied. It is shown that the spectral-luminescent properties of the gradient crystal are correlated with the concentration profiles of the optical centers of Yb3 + donors and Er3+ acceptors.



15886.
EFFECT OF THE STRUCTURE AND MECHANICAL PROPERTIES OF THE NEAR-SURFACE LAYER OF LITHIUM NIOBATE SINGLE CRYSTALS ON THE MANUFACTURE OF INTEGRATED OPTICAL CIRCUITS

A. V. Sosunov, R. S. Ponomarev, V. A. Yur'ev, A. B. Volintsev
Perm State National Research University, 614990, Perm, ul. Bukireva, 15
Keywords: ниобат лития, приповерхностный слой, плотность дислокации, структурные дефекты, механические свойства, интегрально-оптическая схема, lithium niobate, surface layer, dislocation density, structural defects, mechanical properties, integrated optical circuit

Abstract >>
This paper shows that the near-surface layer of a lithium niobate single layer 15 μm in depth is essentially different from the rest of the volume of the material from the standpoint of composition, structure, and mechanical properties. The pointed out difference are due to the effect of cutting, polishing, and smoothing of the lithium niobate plates, which result in an increase in the density of point defects and dislocations. The increasing density of the structural defects leads to uncontrollable changes in the conditions of the formations of waveguides and the drifting of characteristics of integrated optical circuits. The results obtained are very important for the manufacture of lithium niobate based integrated optical circuits.



15887.
HIGH-PASS SUBTERAHERTZ FILTERS IMPLEMENTED WITH THE USE OF HIGH-ASPECT POLYMER STRUCTURES

S. A. Kuznetsov1,2,3, A. N. Gentselev1, S. G. Baev4
1Budker Institute of Nuclear Physics, Siberian Branch, Russian Academy of Sciences, 630090, Novosibirsk, prosp. Akademika Lavrent'eva, 11
2Novosibirsk State University, 630090, Novosibirsk, ul. Pirogova, 2
3"Design-and-Technology Institute of Applied Microelectronics", 630090, Novosibirsk, prosp. Akademika Lavrent'eva, 2/1
4Institute of Automation and Electrometry, Siberian Branch, Russian Academy of Sciences, 630090, Novosibirsk, prosp. Academika Koptyuga, 1
Keywords: рентгеновская литография, высокоаспектные микроструктуры, фильтры высоких частот, X-ray lithography, high-aspect microstructures, high-frequency filters
Subsection: NANOTECHNOLOGIES IN OPTICS AND ELECTRONICS

Abstract >>
This paper describes the technological approach to the implementation of quasioptical high-pass subterahertz filters with the use of high-aspect pseudometallic structures. The approach is based on microstructuring of the solid polymer layer of polymethylmethacrylate by synchrotron X-ray lithography with subsequent metallization of the entire surface of the structure. This paper also presents the example of the manufactured sample and the operational characteristics of the high-pass filter with a cut-off frequency of 0.275 THz, whose thickness is 1 mm and which was formed by hexagonally packed open-end hexangular holes separated by partitions 70 μm. The electrodynamic analysis and design basics of high-pass structures are given too.



15888.
STOCHASTIC SIMULATION OF RECOMBINATION OF ELECTRONS AND HOLES IN TWO-DIMENSIONAL AND THREE-DIMENSIONAL INHOMOGENEOUS SEMICONDUCTORS. PART 1. STOCHASTIC MODEL AND ALGORITHMS

K. K. Sabelfeld, A. E. Kireyeva
Institute of Computational Mathematics and Mathematical Geophysics, Siberian Branch, Russian Academy of Sciences, 630090, Novosibirsk, prosp. Akademika Lavrent'eva, 6
Keywords: рекомбинация, полупроводник, диффузия, туннелирование, стохастическое моделирование, клеточный автомат, recombination, semiconductor, diffusion, tunneling, stochastic simulation, cellular automation
Subsection: NANOTECHNOLOGIES IN OPTICS AND ELECTRONICS

Abstract >>
This paper describes the stochastic models of recombination of electrons and holes in inhomogeneous semiconductors in two-dimensional and three-dimensional cases, which were developed on the basis of discrete (cellular automation) and continuous (Monte Carlo method) approaches. The mathematical model of electron and hole recombination constructed on the basis of a system of spatially inhomogeneous nonlinear integro-differential Smoluchowski equations is described. The continuous algorithm of the Monte Carlo method and the discrete cellular automation algorithm used for the simulation of particle recombination in the semiconductors is described.



Atmospheric and Oceanic Optics

2017 year, number 3

15889.
The self-broadening coefficients and spontaneus emission probability of the CO2 1000-0001 transition lines

K.I. Arshinov1, O.N. Krapivnaya1, V.V. Nevdakh2
1Institute of Technical Acoustics, Academy of Sciences of Belarus, Vitebsk, Belarus, Belarus, 210023, Vitebsk, prosp. Lyudnikova, 13
2Belarusian National Technical University, Belarus, 220013, Minsk, ul. Ya. Kolasa, 13
Keywords: углекислый газ, поглощение, коэффициент столкновительного самоуширения, вероятность спонтанного излучения, carbon dioxide, absorption, self-broadening coefficient, spontaneous emission probability
Subsection: SPECTROSCOPY OF AMBIENT MEDIUM

Abstract >>
Using a tunable frequency stabilized CO2 laser, the dependences of the unsaturated absorption coefficient in pure carbon dioxide on pressure were measured in the range 5-30 Torr, where line contours are described by the Voigt function. The absorption coefficients were measured at the center frequencies of R(8), R(22), R(34), P(22), and P(36) lines of the 1000-0001 transition in the temperature range 300-700 K. By means of the least squares method, the inverse problem is solved for the system of equations for absorption coefficients at different pressures in the temperature range under study. The self-broadening coefficient γCO2-CO2 and the probability of spontaneous emission Aik are determined. A new formula is proposed for the dependence γCO2-CO2(T).



15890.
Kerr nonlinearity effect on femtosecond radiation pulse filamentation in air

N.G. Ivanov1, V.F. Losev1,2
1High Current Electronics Institute of the Siberian Branch of the RAS, 634055, Tomsk, 2/3, Academichesky ave.
2National Research Tomsk Polytechnic University, 30, Lenin Avenue, Tomsk, 634050, Russia
Keywords: керровская нелинейность, филаментация, фокусировка, суперконтинуум, Kerr nonlinearity, filamentation, focusing, supercontinuum
Subsection: NONLINEAR OPTICS

Abstract >>
The filamentation conditions of a femtosecond laser pulse by its focusing in air are investigated experimentally and theoretically. A good agreement is observed between experimental and calculated data when neglecting the filament plasma. It is shown that at low numerical aperture (NA ≤ 2.15 x 10-3), a Kerr nonlinearity plays a fundamental role in the formation, existence, and termination of a filament. At the initial stage, the Kerr effect leads to the beam self-focusing and emergence of the filament; at the final stage, to radiation defocusing and sharp decrease in its axial intensity due to the beam wave front distortions. In the case of aberration focusing, a spatial quasi-soliton is formed after a visible filament due to the balance between Kerr self-focusing and diffraction extending. The quasisoliton is a source of the directional white supercontinuum.



15891.
Remote detector of hazardous substances based on a tunable 13С16О2 laser

B.G. Ageev, A.V. Klimkin, A.N. Kuryak, K.Yu. Osipov, Yu.N. Ponomarev
V.E. Zuev Institute of Atmospheric Optics of Siberian Branch of the Russian Academy of Science, 1, Academician Zuev square, Tomsk, 634021, Russia
Keywords: дистанционное детектирование, СО-лазер , опасные вещества, remote detection, СОlaser , hazardous substances

Abstract >>
Description of the developed prototype of a remote detector of hazardous substance vapors based on a tunable 13С16О2 laser is given. Results of test measurements of laser radiation transmission of organic liquid vapors (acetone, ammonia, ethanol, gasoline) are presented. The remote detection of acetone and ammonia vapors at distances up to 100 m is experimentally implemented.



15892.
Lidar investigations of the resonance scattering of the atmosphere on exited ions of atomic nitrogen and oxygen

V.V. Bychkov1, I.N. Seredkin1, A.S. Perezhogin1, B.M. Shevtsov1, V.N. Marichev2
1Institute of Cosmophysical Research and Radio Wave Propagation of the Far-Eastern Branch of Russian Academy of Science, 684034 Kamchatka region, Elizovskiy district, Paratunka, Mirnaya str., 7
2V.E. Zuev Institute of Atmospheric Optics of Siberian Branch of the Russian Academy of Science, 1, Academician Zuev square, Tomsk, 634021, Russia
Keywords: атмосфера, ионосфера, лидар, рассеяние, зондирование, atmosphere, ionosphere, lidar, sounding, scattering

Abstract >>
The results of two-frequency lidar investigation at wavelengths of 561 and 532 nm of the atmosphere scattering are presented. The laser radiation band covers two emission lines of atomic oxygen and three emission lines of atomic nitrogen. The lines correspond to the transitions between the exited states of ions of atomic oxygen or nitrogen. The possibility of application of the lidar method for ionosphere investigations is discussed. The physical basis of this method may be the resonance scattering on upper atmosphere ions.



15893.
Variations of carbon monoxide in the atmosphere during the atmospheric blocking event over European Russia in summer of 2010 (according to AIRS data)

S.A. Sitnov1, I.I. Mokhov1,2, A.V. Dzhola1
1A.M. Obukhov Institute of Atmospheric Physics Russian Academy of Sciences, Pyzhevsky per., 3, 119017, Moscow, Russia
2Lomonosov Moscow State University, GSP-1, Leninskie Gory, Moscow, 119991, Russia
Keywords: монооксид углерода, СО, атмосферное блокирование, природные пожары, европейская территория России, лето 2010 г, наземные спектрометрические измерения СО, carbon monoxide, atmospheric blocking, wildfires, European Russia, summer 2010, AIRS, ground-based spectrometer CO measurements

Abstract >>
The spatiotemporal variability of carbon monoxide (CO) during the atmospheric blocking event over European Russia in summer of 2010 is studied using the CO measurements from satellite Atmospheric Infrared Sounder (AIRS) instrument. Total column CO data from AIRS are compared with those from the ground-based spectrometer operated at Zvenigorod Scientific Station of A.M. Obukhov Institute of Atmospheric Physics. The peculiarities of CO field evolution conditioned by the regional atmospheric circulation associated with the omega block in the presence of severe wildfires are revealed.



15894.
Mathematical modeling of convective cloudiness in polar regions

A.E. Aloyan1,2, V.O. Arutyunyan1, A.N. Ermakov3
1Institute of Numerical Mathematics of the Russian Academy of Sciences, Gubkin str., 8, Moscow, 119333, Russia
2Hydrometeorological Centre of Russia, 11-13, Bol'shoj Predtechenskij per., 123242, Moscow, Russia
3Institute of Energy Problems of Chemical Physics, Russian Academy of Sciences, Russia, 119334, Moscow, Leninskii prosp., 38, korp. 2
Keywords: численное моделирование, атмосфера, конвективная облачность, полярные мезомасштабные циклоны, конденсация, коагуляция, нуклеация, numerical simulation, atmosphere, convective cloudiness, polar mesoscale cyclones, condensation, coagulation, nucleation

Abstract >>
A three-dimensional numerical model of moist convection and formation of convective cloudiness in the Arctic atmosphere is considered. A model of mixed clouds with explicit description of liquid and ice phases is used with nonstationary equations for cloud-drop and ice-particle size distributions. The model capability in the reproduction of polar mesoscale cyclones in the Arctic atmosphere is analyzed.



15895.
The analysis of variations in the saltating sand transfer velocity

A.V. Karpov, R.A. Gushchin, O.I. Datsenko
A.M. Obukhov Institute of Atmospheric Physics Russian Academy of Sciences, Pyzhevsky per., 3, 119017, Moscow, Russia
Keywords: динамика сальтации, прямые и обратные задачи, массовый поток сальтации, коэффициент скольжения, методика восстановления, saltation dynamics, direct and indirect problems, mass saltation flux, sliding coefficient, retrieving method

Abstract >>
A technique is developed for retrieving the vertical profile of the mass saltation flux from measurements of the saltating sand mass concentration and wind velocity in the surface air layer. The technique is based on the solution of direct and inverse problems of the saltation sand dynamics. In order to estimate the saltating sand sliding coefficient, calculation results are compared with measurements in wind channels. The conditions for the saltating sand trajectories to fall in the altitude ranges from 0.5 to 1.0 cm and from 1.0 to 2.0 cm are ascertained. The effects of the diameter, sand grain liftoff velocity and angle, and the friction velocity on the sliding coefficient are analyzed. The sliding coefficient for sand particles of 100 μm diameter is estimated for the first time.



15896.
Resonance scattering of solar radiation by a freely expandind atomic cloud

N.I. Kosarev
a:2:{s:4:"TYPE";s:4:"HTML";s:4:"TEXT";s:153:"Institute of Non-Ferrous Metals and Materials of the Siberian Federal University, 95, Prospect imeni gazety «Krasnojarskij rabochij», 660025, Russia";}
Keywords: перенос излучения, контур спектральной линии, доплеровская ширина, функция источников, коэффициент поглощения, radiation transport, contour of spectral line, Doppler width, source function, absorption coefficient

Abstract >>
Transfer of the solar radiation in a freely expanding spherical atomic cloud is numerically investigated. The spectral and spatial characteristics of the absorbed and scattered radiation are calculated; the influence of the expansion velocity of the medium on them are detected.



15897.
The analysis of a correlation between climate change and thermocarst processes in the permafrost zone of Western Siberia

Y.M. Polishchuk1,2
1Institute of Monitoring of Climatic and Ecological Systems of the Siberian Branch of the Russian Academy of Sciences, 634055, Tomsk, 10/3, Academichesky ave
2National Research Tomsk Polytechnic University, 30, Lenin Avenue, Tomsk, 634050, Russia
Keywords: вечная мерзлота, космические снимки, термокарстовые озера, климатические изменения, Западная Сибирь, permafrost, space images, thermokarst lakes, climate change, Western Siberia

Abstract >>
The remote sensing results of the dynamics of thermokarst lake areas are presented. The study is carried out for 29 test sites in the permafrost zone of Western Siberia and covers 35 years. It shows a trend toward a decrease in the areas of thermokarst lakes during the period under study. The time series of climatic variables (temperature and precipitation), received from reanalysis, are analyzed. It is found that an increase in the annual average temperature is accompanied by a reduction in the areas of thermokarst lakes located in the permafrost zone of Western Siberia.



15898.
Laboratory simulation of blue and red diffuse minijets in air environment

V.A. Panarin, V.S. Skakun, E.A. Sosnin, V.F. Tarasenko
High Current Electronics Institute of the Siberian Branch of the RAS, 634055, Tomsk, 2/3, Academichesky ave
Keywords: переходные световые явления, спрайты, стартеры, голубые струи, экспериментальное моделирование, апокамп, transient luminous events, sprites, starters, blue jets, experimental simulation, apokamp
Subsection: OPTICAL SOURCES AND RECEIVERS FOR ENVIRONMENTAL STUDIES

Abstract >>
Air environment pulse-periodic discharge in apokamp mode is studied. It is confirmed that the blue and red diffuse minijets (apokamps) form from the plasma discharge channel under the floating potential. It is shown that at low pressures the apokamps are units-tens of centimeters in size and possess the properties inherent to giant plasma jets (sprites, starters, and blue jets) observed in the Earth's atmosphere at altitudes of 17-100 km. Morphological, spectral, and electrophysical parameters of apokamps in various conditions are ascertained. It is found that plasma minijets are easier implementable at the positive polarity of the discharge channel. A gradual change in the color of diffuse jets with a decrease in the air pressure is demonstrated.



15899.
Europium vapor laser

V.O. Troitskii1, V.G. Sokovikov1, A.G. Filonov1, D.V. Shiyanov1,2
1V.E. Zuev Institute of Atmospheric Optics of Siberian Branch of the Russian Academy of Science, 1, Academician Zuev square, Tomsk, 634021, Russia
2National Research Tomsk Polytechnic University, 30, Lenin Avenue, Tomsk, 634050, Russia
Keywords: лазеры на парах металлов, газоразрядный способ накачки, генерация на атоме европия, генерация на ионе европия, metal vapor lasers, gas discharge excitation, lasing on europium atom, lasing on europium ion
Subsection: OPTICAL SOURCES AND RECEIVERS FOR ENVIRONMENTAL STUDIES

Abstract >>
The results of experimental study of a gas-discharge Ne-Eu laser are presented. In this work, lasing lines, pulse shapes in europium atom and ion in the conditions of this experiment are identified. Influence of the buffer gas pressure and pulse repetition rate on the energy characteristics of the laser is ascertained; their optimal values are determined. It is shown that under optimum operating conditions for the corresponding transitions the output power is 1 W at 1759 nm line and 70 mW at 664.5 nm line.



15900.
Recovery of steady-state lasing in CuBr laser

N.A. Vasnev1,2, M.V. Trigub1,2, V.O. Troitskii1, V.A. Dimaki1, V.V. Vlasov1
1V.E. Zuev Institute of Atmospheric Optics of Siberian Branch of the Russian Academy of Science, 1, Academician Zuev square, Tomsk, 634021, Russia
2National Research Tomsk Polytechnic University, 30, Lenin Avenue, Tomsk, 634050, Russia
Keywords: CuBr-лазер, цуговый режим, последовательность импульсов, лазерная генерация, накопительная емкость, CuBr laser, train of pulses, train mode, laser generation, storage capacity
Subsection: OPTICAL SOURCES AND RECEIVERS FOR ENVIRONMENTAL STUDIES

Abstract >>
The recovery of steady-state lasing in a CuBr laser operating in the train mode is studied with the use of a computer-based control system. The control system provided the repetitively-pulsed, train, and waiting modes. The dependences of the recovery time on the pause duration and the strorage capacitor are derived. The specific recover times are determined; their dependences on the pause duration in the train mode are analyzed. A time delay between the start of pump pulses and appearance of lasing pulses is shown. The time where lasing is absent increases in the pause duration range from 0.2 to 10 ms; this time is set to about 15 ms if a pause is equal or longer than 10 ms.



15901.
High-efficiency double-pulsed CuBr laser

A.I. Fedorov1, D.V. Shiyanov1,2
1V.E. Zuev Institute of Atmospheric Optics of Siberian Branch of the Russian Academy of Science, 1, Academician Zuev square, Tomsk, 634021, Russia
2National Research Tomsk Polytechnic University, 30, Lenin Avenue, Tomsk, 634050, Russia
Keywords: СuBr-лазер, средняя мощность излучения, режим сдвоенных импульсов накачки, импульс диссоциации, удельная энергия, КПД лазера, СuBr laser, average output power, double-pulsed excitation, dissociation pulse, energy density, laser efficiency
Subsection: OPTICAL SOURCES AND RECEIVERS FOR ENVIRONMENTAL STUDIES

Abstract >>
Results of research of the CuBr laser operating characteristics working in the double-pulse excitation mode with a pulse repetition rate of 50 Hz are given. The possibilities of increasing the efficiency by optimizing the parameters of the excitation pulse and matching with the impedance of the plasma formed by a dissociating pulse are considered. Laser efficiency of 2.56% at an excitation pulse with average power of 16 mW and time delay between dissociation and excitation pulses of 150 ms is received. Specific energy of the dissociating pulse reached 22 mJ/cm3; and of the exciting, 0.4 mJ/cm3. Introduction of saturation inductance into the excitation circuit provides for the maximum efficiency of 2.7%.



Numerical Analysis and Applications

2017 year, number 1

15902.
An approximate solution of the prediction problem for stochastic jump-diffusion systems

T.A. Averina1,2, K.A. Rybakov3
1Institute of Computational Mathematics and Mathematical Geophysics SB RAS, pr. Acad. Lavrentieva 6, Novosibirsk, 630090, Russia
2Novosibirsk State University, Pirogova st., 2, Novosibirsk, 630090, Russia
3Moscow Aviation Institute, Volokolamskoye sh. 4, A-80, GSP-3, Moscow, 125993, Russia
Keywords: апостериорная плотность вероятности, ветвящиеся процессы, метод статистических испытаний, оптимальная фильтрация, прогнозирование, стохастическая система, уравнение Дункана-Мортенсена-Закаи, уравнение Колмогорова-Феллера, branching processes, conditional density, Duncan-Mortensen-Zakai equation, Kolmogorov-Feller equation, Monte Carlo method, optimal filtering problem, prediction problem, stochastic jump-diffusion system

Abstract >>
In this paper we discuss the evolution of the new approach to the prediction problem for nonlinear stochastic differential systems with a Poisson component. The proposed approach is based on reducing the prediction problem to the analysis of stochastic jump-diffusion systems with terminating and branching paths. The solution of the prediction problem can be approximately found by using numerical methods for solving stochastic differential equations and methods for modeling inhomogeneous Poisson flows.



15903.
On pseudopolynomial-time solvability of a quadratic Euclidean problem of finding a family of disjoint subsets

A.E. Galashov1, A.V. Kel'manov1,2
1Novosibirsk State University, Pirogova st., 2, Novosibirsk, 630090, Russia
2Sobolev Institute of Mathematics, Acad. Koptyug avenue, 4, Novosibirsk, 630090, Russia
Keywords: поиск подмножеств, кластерный анализ, евклидово пространство, минимум суммы квадратов расстояний, NP-трудная задача, точный псевдополинимиальный алгоритм, Euclidean space, subsets search, clustering, NP-hard problem, exact pseudopolynomial-time algorithm

Abstract >>
We consider a strongly NP-hard problem of finding a family of disjoint subsets with given cardinalities in a finite set of points from the Euclidean space. A minimum of the sum over all required subsets of the sum of the squared distances from the elements of these subsets to their geometric centers is used as a search criterion. We have proved that if the coordinates of the input points are integer, and the space dimension and the number of required subsets are fixed (i.e. bounded by some constants), then the problem is a pseudopolynomial-time solvable one.



15904.
The assessment of tsunami heights above the parabolic bottom relief within the wave-ray approach

An.G. Marchuk
Institute of Computational Mathematics and Mathematical Geophysics SB RAS, pr. Acad. Lavrentieva 6, Novosibirsk, 630090, Russia
Keywords: распространение цунами, уравнения мелкой воды, волновой луч, кинематика волнового фронта, tsunami propagation, shallow-water equations, wave ray, wavefront kinematics

Abstract >>
In this paper, the kinematics of the tsunami wave ray and the wavefront above an uneven bottom is studied. The formula to determine the wave height along a ray tube has been obtained. The exact analytical solution for the wave-ray trajectory above the parabolic bottom topography has been derived. Within the wave-ray approach this solution gives the possibility to determine the tsunami wave heights in an area with a parabolic bottom relief. The distribution of the wave-height maxima in the area with the parabolic bottom was compared to the one obtained by the numerical computation with a shallow-water model.



15905.
Numerical simulations for a two-scale model in a porous medium

H.S. Mahato
University of Georgia, 30602 Athens, USA
Keywords: периодическая среда, двухмасштабная модель, усреднение, численное моделирование, periodic medium, two-scale model, averaging, numerical simulations

Abstract >>
This paper deals with numerical simulations of a system of diffusion-reaction equations in the context of a porous medium. We start by giving a microscopic model and then an upscaled version (i.e., homogenized or continuum model) of it from previous works of the author. Since with the help of homogenization we obtain a macroscopic description of a model which is microscopically heterogeneous, via these numerical simulations we show that this macroscopic description approximates the microscopic model, which contains heterogeneities and oscillating terms at the pore scale, such as diffusion coefficients.



15906.
A modified dual scheme for solving an elastic crack problem

R.V. Namm, G.I. Tsoy
Computer Centre of Far Eastern Branch RAS, Kim Yu Chena st., 65, Habarovsk, 680063, Russia
Keywords: упругая задача с трещиной, схема двойственности, модифицированный функционал Лагранжа, функционал чувствительности, соотношение двойственности, слабая полунепрерывность снизу, elastic crack problem, duality scheme, modified Lagrangian functional, sensitivity functional, duality relation, weak lower semicontinuity

Abstract >>
The dual scheme for solving a crack problem in terms of displacements is considered. The dual solution method is based on a modified Lagrangian functional. In addition, the method convergence is investigated under natural assumptions on H1-regularity of the crack problem solution. The duality relation for the primal and dual problems has been proposed.



15907.
Semilocal convergence of a continuation method in Banach spaces

M. Prashanth, S. Motsa
University of Kawazulu-Natal, Private Bag X01, Scottsville 3209, Pietermaritzburg, South Africa
Keywords: метод Галлея, выпуклое ускорение метода Ньютона, метод продолжения, банахово пространство, условие Липшица, производная Фреше, Halley's method, convex acceleration of Newton's method, continuation method, Banach space, Lipschitz condition, Fréchet derivative

Abstract >>
This paper is concerned with the semilocal convergence of a continuation method between two third-order iterative methods, namely, Halley's method and the convex acceleration of Newton's method, also known as super-Halley's method. This convergence analysis is discussed using a recurrence relations approach. This approach simplifies the analysis and leads to improved results. The convergence is established under the assumption that the second Fréchet derivative satisfies the Lipschitz continuity condition. An existence-uniqueness theorem is given. Also, a closed form of error bounds is derived in terms of a real parameter α ∈ [0,1]. Two numerical examples are worked out to demonstrate the efficiency of our approach. On comparing the existence and uniqueness region and error bounds for the solution obtained by our analysis with those obtained by using majorizing sequences [15], we observed that our analysis gives better results. Further, we observed that for particular values of α our analysis reduces to Halley's method (α = 0) and convex acceleration of Newton's method (α = 1), respectively, with improved results.



15908.
Numerical simulation of the equilibrium of an elastic two-layer structure with a crack

E.M. Rudoy, N.A. Kazarinov, V.Yu. Slesarenko
Lavrentyev Institute of Hydrodynamics of SB RAS, Lavrentyev str., 15, Novosibirsk, 630090, Russia
Keywords: двухслойная конструкция, трещина, условие непроникания, вариационное неравенство, метод декомпозиции области, алгоритм Удзавы, two-layer structure, crack, non-penetration condition, variational inequality, domain decomposition method, Uzawa algorithm

Abstract >>
The equilibrium problem for two elastic bodies pasted together along some curve is considered. There exists a crack on a part of the curve. Nonlinear boundary conditions providing a mutual non-penetration between crack faces are set. The main objective of the paper is to construct and to approve an algorithm for the numerical solution of the equilibrium problem. The algorithm is based on the two approaches: the domain decomposition method and the Uzawa method. The numerical experiment illustrates the efficiency of the algorithm.



15909.
Twoand three-point with memory methods for solving nonlinear equations

N. Choubey1, J.P. Jaiswal2
1Oriental Institute of Science and Technology, Bhopal, M.P. India-462021
2Maulana Azad National Institute of Technology, Bhopal, M.P. India-462051
Keywords: итерационный метод, схема без памяти, схема с памятью, вычислительная эффективность, численный результат, iterative method, without memory scheme, with memory scheme, computational efficiency, numerical result

Abstract >>
The main objective and inspiration in the construction of two- and three-point with memory methods is to attain the ut computational efficiency without any additional function evaluations. At this juncture, we have modified the existing fourth and eighth order without memory methods with optimal order of convergence by means of different approximations of self-accelerating parameters. The parameters are calculated by a Hermite interpolating polynomial, which accelerates the order of convergence of the without memory methods. In particular, the R-order convergence of the proposed two- and three-step with memory methods is increased from four to five and eight to ten. One more advantage of these methods is that the condition f'(x) ≠ 0 in the neighborhood of the required root, imposed on Newton's method, can be removed. Numerical comparison is also stated to confirm the theoretical results.



15910.
About semi-orthogonal spline-wavelets with derivatives, and the algorithm with splitting

B.M. Shumilov
Tomsk State University of Architecture and Building, pl. Solyanaya, 2, Tomsk, 634003, Russia
Keywords: B-сплайны, вейвлеты, неявные соотношения разложения, B-splines, wavelets, implicit decomposition relations

Abstract >>
This paper deals with the use of a scalar product with derivatives for constructing semi-orthogonal spline-wavelets. The reduction of supports of such wavelets in comparison with classical semi-orthogonal wavelets is shown. For the splines of the 3rd degree, the algorithm of wavelet-transformation in the form of the solution to a three-diagonal system of the linear equations with strict diagonal prevalence has been obtained. The results of numerical experiments on the calculation of derivatives of a discretely set function are presented.



Journal of Mining Sciences

2017 year, number 1

15911.
New Approach to Monitoring Induced Earthquakes

V. V. ADUSHKIN1,2, S. B. KISHKINA1, G. G. KOCHARYAN1,2
1Institute of Geosphere Dynamics, Russian Academy of Sciences, Leninskii pr. 38, Moscow, 119334 Russia
2Moscow Physico-Technical Institute, Institutskii per. 9, Dolgoprudny, 141700 Russia
Keywords: индуцированная сейсмичность, техногенные землетрясения, жесткость разломов, сейсмическая энергия, сейсмический момент, разломные зоны, мониторинг, induced seismicity, induced earthquakes, fault rigidity, seismic energy, seismic moment, fault zones, monitoring

Abstract >>
The generalized observations over hypocenters of the strongest mining-induced events have shown that this type of deformation occurs as movement along the existing faults. From the experimental evidence, transition of a section of a fault to meta-stable state goes with the decrease of its dynamic shearing rigidity. The alteration of the mechanical properties starts long before macroscopic movement of the fault surfaces is recorded. This effect is detectable using instruments and can be used as a foundation for a new approach to monitoring of induced earthquakes.



15912.
Modeling Deformation Processes in Self-Stressed Rock Specimens

S. V. LAVRIKOV, A. F. REVUZHENKO
Chinakal Institute of Mining, Siberian Branch, Russian Academy of Sciences, Krasnyi pr. 54, Novosibirsk, 630091 Russia
Keywords: горная порода, внутренняя структура, собственные самоуравновешенные напряжения, моделирование, rock, internal structure, natural self-balanced stresses, modeling

Abstract >>
The authors use mathematical model of structurally inhomogeneous rocks to describe the property of rocks to accumulate and release potential elastic energy. The finite element algorithm and bundled software are developed to solve plane boundary-value geomechanical problems. The article presents calculations of deformation of self-stress rock specimens. It is shown that the deformation curve depends both on the elastoplastic properties of the specimens and on their natural self-balanced stresses. Depending on sign, the stresses can either increase or decrease the limit load under which the specimens fail.



15913.
Strain Gradient Model of Zonal Disintegration of Rock Mass near Deep-Level Tunnels

C. QI1, K. LI1,2, J. BAI3, A. I. CHANYSHEV4, P. LIU1
1Beijing University of Civil Engineering and Architecture, Beijing, 100044 China
2Defense Engineering Institute, Nanjing, 210007 P R China
3University of South Wales, Pontypridd, CF37 1DL, UK
4Chinakal Institute of Mining, B, Russian Academy of Sciences, Krasnyi pr. 54, Novosibirsk, 630091 Russia
Keywords: выработка глубокого залегания, зональная дезинтеграция, градиентная деформационная модель, deep-level tunnel, rock mass, zonal disintegration, strain gradient model

Abstract >>
This paper presents one strain gradient model of zonal disintegration of rock mass near deep level tunnel. The governing equations and boundary conditions of the model are established. Numerical methods (quasi-Newton method and shooting method) are adopted to solve the obtained fourth-order equilibrium equations with higher order boundary conditions in terms of displacement. The stress field in elastic and plastic zones is obtained. The effects of model parameters on stresses distribution in surrounding the tunnel rock mass are examined. The necessary conditions for the formation of zonal disintegration are elucidated.



15914.
Geomechanical Monitoring of Open-Pit Bottom Reserves of Mir Mine, Alrosa: Results

V. D. BARYSHNIKOV1, A. S. FEDYANIN2, E. K. PUL'2, D. V. BARYSHNIKOV1
1Chinakal Institute of Mining, Siberian Branch, Russian Academy of Sciences, Krasnyi pr. 54, Novosibirsk, 630091 Russia
2Alrosa, Molodezhnyi per. 3, Mirny, 678174 Republic of Sakha (Yakutia), Russia
Keywords: предохранительный целик, рудная потолочина, геомеханический мониторинг, водоносный комплекс, осадка, сдвижение, деформация, реперная станция, профильная линия, safety pillar, ore crown pillar, geomechanical monitoring, aquifer, subsidence, movement, deformation, plug point, profile

Abstract >>
The authors propose methods and means to monitor deformation and subsidence of ore crown under mining of open-pit bottom reserves by room-and-pillar system with solidifying backfill in Mir Mine, Alrosa. The article describes layout and data of geomechanical monitoring. The mechanism of ore subsidence at the lower boundary of the safety pillar is determined.



15915.
Geomechanical State of Longwall in Polysaevskaya Coal Mine in Kuzbass

M. REUTER, M. KRACH, U. KIESSLING, J. VEKSLER
Marco Systemanalyse und Entwicklung GmbH, Hans-Boeckler-Str. 2, Dachau, 85221 Germany
Keywords: лава, пласт, напряжения, смещения, давление газа, разрушение, трещины, longwall, coal bed, stresses, displacements, gas pressure, failure, cracks

Abstract >>
The calculations of stress state and failure of rock mass in the vicinity of longwall in a coal bed with the high gas content in Polysaevskaya Mine, SUEK-Kuzbass, are described. The effect of the mining depth and coalbed gas pressure on the geomechanical situation in the longwall is illustrated. The authors discuss scenarios of directed crack formation in front of the longwall.



15916.
Estimation of Stress State of Rocks and Geomaterials

V. V. SEREDIN, A. S. KHRULEV, M. V. PUSHKAREVA
Perm State National Research University, ul. Bukireva 15, Perm, 614990 Russia
Keywords: шероховатость поверхности магистральной трещины разрушения, напряженное состояние геоматериалов, горные породы, main crack surface roughness, stress state, geomaterials, rocks

Abstract >>
Roughness of the main crack surface is an assessment criterion for stress state of geomaterials for the quantitative connection has been found between the crack roughness and stress state of geomaterials. Roughness reduces with an increase in the maximum normal stresses in the zone of failure (the area of the maximum shear stresses). Based on this regularity, the method has been developed to assess stresses using the crack surface roughness in geomaterials.



15917.
The Proposal of Predicting Formation of Sinkholes with an Exemplary Application

P. STRZALKOWSKI
Faculty of Mining and Geology Silesian University of Technology, Akademicka 2, Gliwice, 44-100 Poland
Keywords: выработки, обрушение пород, провалы, метод прогноза, практическое применение метода, tunnels, rock fall, sinkhole, prediction method, application

Abstract >>
Numerous abandoned workings, mostly tunnel ones, are present in post shallow mining areas. With time, timber roof supports have been degraded and lost their bearing capacity, while excavations lost stability. The loss of stability of an excavation and its failure is often a cause of sinkholes formation at the surface, sometimes even many years after mining activities were discontinued. Such instances pose a threat to buildings and their users-to public safety. A prediction saying that the probability of sinkhole formation is greater than 0 and smaller than 1 is ambiguous and does not allow making right decisions about the use of land. Therefore, it seems advisable to provide a simple algorithm that would allow to deterministically calculate whether a sinkhole is to be formed or not. This paper presents a method of predicting the probability of sinkhole formation based on Salustowicz’s theory as well as its practical application using a computer program. It should be borne in mind, however, that there are other factors influencing the probability of sinkholes formation, which cannot be taken into account in a mathematical model. These factors include non-mining phenomena, such as suffosion, load imposed on land, vibrations caused by movement of heavy-duty vehicles and other.



15918.
Pendulum Waves on the Surface of Block Rock Mass Under Dynamic Impact

N. I. ALEKSANDROVA
Chinakal Institute of Mining, Siberian Branch, Russian Academy of Sciences, Krasnyi pr. 54, Novosibirsk, 630091 Russia
Keywords: задача Лэмба, блочная среда, полупространство, волновое движение, волна Рэлея, численное моделирование, lamb’s problem, block medium, half-space, wave motion, Rayleigh wave, numerical modeling
Subsection: ROCK FAILURE

Abstract >>
Under numerical investigation is propagation of surface pendulum waves in 3D block medium. The medium is modeled by 3D lattice of masses connected with elastic spring connections and viscous dampers. The surface pin vertical pulsed loading is considered. The displacements and velocities of the surface masses are calculated. The numerical results obtained for the block medium are compared with the similar data on elastic medium and in situ experiments carried out by other researchers.



15919.
Geodynamic and Seismic Events under Rockburst-Hazardous Block Caving in Gornaya Shoria

A. A. EREMENKO1, I. V. MASHUKOV2, V. A. EREMENKO3
1Chinakal Institute of Mining, Siberian Branch, Russian Academy of Sciences, Krasnyi pr. 54, Novosibirsk, 630091 Russia
2Siberian State Industrial University, ul. Kirova 42, Novokuznetsk, 654040 Russia
3Institute of Integrated Mineral Development, Kryukovskii tupik 4, Moscow, 111020 Russia
Keywords: угольный пласт, трансформация молекулярной структуры угля, релаксация, сорбированный метан, массоперенос, объем метана, stresses, seismic events, rock mass, geodynamic events, blast, velocity, rockburst hazard, energy class
Subsection: ROCK FAILURE

Abstract >>
The authors give an assessment of the effect exerted by blasting on the intensity of geodynamic and seismic events. The key regularities of distribution of shocks under blasting of rock blocks are found. The scope of the experimental research embraces determination of seismic velocities on the ground surface in mining area in Gornaya Shoria.



15920.
Improving Evaluation Methods for Production Capacity and Life of Open Pit Diamond Mines

A. N. AKISHEV1, I. V. ZYRYANOV1, S. V. KORNILKOV2, V. D. KANTEMIROV2
1Yakutniproalmaz Institute, Alrosa, ul. Lenina 39, Mirny, 678174 Republic of Sakha (Yakutia), Russia
2Institute of Mining, Ural Branch, Russian Academy of Sciences, ul. Mamina-Sibiryaka 58, Ekaterinburg, 620219 Russia
Keywords: месторождения алмазов, производительность карьеров, мощность, скорость понижения горных работ, эффективность инвестиций, национальный стандарт, diamond deposit, open pit mine production output, production capacity, downward mining advance rate, investment efficiency, national standard

Abstract >>
The article reports basic design parameters of open pit mines of Alrosa, as well as criteria and factors that govern the choice of production capacity of an open pit diamond mine under conditions of permafrost. The analytical relations and tables to calculate open pit mine life are presented, and the influence of the rate of the downward advance of an open pit mine on its capacity is demonstrated. The authors formulate key provisions for a paragraph of the national standard of RF enabling systematization of approaches to optimization of open diamond mining parameters.




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